Introduction

My name is Nick Garcia and I am currently interning at a brokerage firm. I have learned tons of information since my employment with them, and simply wish to share my knowledge with you in the simplest terms possible. I plan to receive my Series 7 & 63 licenses this summer to become a stock broker, thus it’s important to remember that I am not a licensed broker, and therefore my postings are simply meant to be of guidance and not advice. Please consult your advisor before making any financial decisions. Some information shared may either be out of date (due to constant changes in regulations) or personal opinion. Again, it’s important to consult your advisor before making any decisions based on my postings. Thank you for reading my blog and I hope you find it interesting and easy to understand!